Discussion Notes
Dual Diagnosis
Dr. Kenneth Minkoff
Individuals with Co-occurring Disorders
Principles of Successful Treatment.
- Comorbidity is an expectation, NOT an exception.
- Treatment success derives from the implementation of an empathic,
hopeful, continuous treatment relationship, which provides
integrated treatment and coordination of care through the course
of multiple treatment episodes.
- Within the context of the empathic, hopeful, continuous, integrated
relationship, case management/care and empathic detachment/
confrontation are appropriately balanced at each point in
time.
- When substance disorder and psychiatric disorder co-exist, each
disorder should be considered primary, and integrated
dual primary treatment is recommended, where each disorder
receives appropriately intensive diagnosis-specific treatment.
- There is no one type of dual diagnosis program or intervention.
For each person, the correct treatment intervention must be individualized
according to diagnosis, phase of recovery/treatment, level of
functioning and/or disability associated with each disorder, and
level of acuity, dangerousness, motivation, capacity for treatment
adherence, and availability of continuing empathic treatment
relationships and other recovery supports.
Sub-Groups of People With Coexisting
Disorders
Patients with “Dual Diagnosis” - combined psychiatric
and substance abuse problems - who are eligible for services fall
into four major categories.
PSYCH. HIGH SUBSTANCE HIGH Serious & Persistent
Mental Illness with Substance Dependence |
PSYCH. LOW SUBSTANCE HIGH Psychiatrically Complicated
Substance Dependence |
PSYCH. HIGH SUBSTANCE LOW Serious & Persistent
Mental Illness with Substance Abuse |
PSYCH. LOW SUBSTANCE LOW
Mild Psychopathology with Substance Abuse |
PSYCH HIGH / SUBSTANCE HIGH
SERIOUS & PERSISTENT MENTAL ILLNESS
WITH SUBSTANCE DEPENDENCE
- Patients with serious and persistent mental illness, who also
have alcoholism and.or drug addiction, and who need treatment
for addiction, for mental illness, or for both. This may include
sober individuals who may benefit from psychiatric treatment in
a setting which also provides sobriety support and Twelve-step
Programs.
PSYCH LOW / SUBSTANCE HIGH
PSYCHIATRICALLY COMPLICATED
SUBSTANCE DEPENDENCE
- Patients with alcoholism and/or drug addiction who have significant
psychiatric symptomatology and /or disability but who do NOT
have serious and persistent mental illness.
- Includes both substance-induced psychiatric disorders
and substance-exacerbated psychiatric disorders.
- Includes the following psychiatric syndromes:
- Anxiety/Panic Disorder - Suicidality
- Depression/Hypomania - Violence
- Psychosis/Confusion - PTSD Symptoms
- Symptoms Secondary to Misuse/Abuse
of Psychotropic Medication
- Personality Traits/Disorder
PSYCH HIGH / SUBSTANCE LOW
SERIOUS & PERSISTENT MENTAL ILLNESS
WITH SUBSTANCE ABUSE
- Patients with serious and persistent mental illness (e.g. Schizophrenia,
Major Affective Disorders with Psychosis, Serious PTSD) which
is complicated by substance abuse, whether or not the patient
sees substances as a problem.
PSYCH LOW / SUBSTANCE LOW
MILD PSYCHOPATHOLOGY WITH SUBSTANCE ABUSE
- Patients who usually present in outpatient setting with various
combinations of psychiatric symptoms (e.g. anxiety, depression,
family conflict) and patterns of substance misuse and abuse, but
not clear cut substance dependence.
DSM III-R Diagnostic Criteria
PSYCHOACTIVE SUBSTANCE ABUSE
- A maladaptive pattern of psychoactive substance use leading
to clinically significant impairment or distress, as manifested
by one (or more) of the following, occurring within a 12-month
period:
- Recurrent substance use resulting in failure to fulfill
major role obligations at work, school, or home
- Recurrent substance use in situations in which it is physically
hazardous
- Recurrent substance-related legal problems
- Continued substance use despite having persistent or recurrent
social or interpersonal problems caused or exacerbated by
the effects of the substance use
- The symptoms have never met the criteria for Substance Dependence
for this class of substance.
DSM IV Diagnostic Criteria
PSYCHOACTIVE SUBSTANCE DEPENDENCE
- A maladaptive pattern of substance use, leading to clinically
significant impairment or distress, as manifested by three (or
more) of the following, occurring any time in the same 12-month
period:
- Tolerance, as defined by either of the following:
- A need for markedly increased amounts of substance to
achieve intoxication or desired effect
- Markedly diminished effect with continued use of the
same amount of the substance
- Withdrawal, as manifested by either of the following:
- The characteristic withdrawal syndrome for the substance
- The same (or closely related) substance is taken to
relieve or avoid withdrawal symptoms
- The substance is often taken in larger amounts or over a longer
period than was intended
- There is a persistent desire or unsuccessful efforts to cut
down or control substance use
- A great deal of time spent in activities necessary to obtain
the substance, use the substance, or recover from its effects
- Important social, occupation, or recreational activities are
given up or reduced because of substance use
- Continued use despite knowledge of having a persistent or recurrent
physical or psychological problem that is likely to have been
caused or exacerbated by the substance
NOTE: The following items may not apply to cannabis, hallucinogens,
or phencyclidine (PCP)
- Characteristic withdrawal symptoms
- Substance often taken to relieve or avoid withdrawal symptoms
Philosophical & Clinical
BARRIERS TO INTEGRATED TREATMENT
| Addiction System |
|
Mental Health System |
| Peer Counseling model |
vs. |
Medical/Professional model |
| Spiritual Recovery |
vs. |
Scientific treatment |
| Self Help |
vs. |
Medication |
| Confrontation and expectation |
vs. |
Individualized support and flexibility |
| Detachment/empowerment |
vs. |
Case management/care |
| Episodic treatment |
vs. |
Continuity of Responsibility |
| Recovery ideology |
vs. |
Deinstitutionalization ideology |
| Psychopathology is secondary to addiction |
vs. |
Substance use is secondary to psychopathology |
PARALLELS
| Alcoholism/Addiction |
Major Mental Illness |
| 1. A biological illness |
1. A biological
illness |
| 2. Hereditary (in part) |
2. Hereditary
(in part) |
| 3. Chronicity |
3. Chronicity |
| 4. Incurability |
4. Incurability |
| 5. Leads to lack of control of behavior
and emotions |
5. Leads to lack
of control of behavior and emotions |
| 6. Positive and negative symptoms |
6. Positive and
negative symptoms |
| 7. Affects the whole family |
7. Affects the
whole family |
| 8. Progression of the disease without treatment |
8. Progression
of the disease without treatment |
| 9. Symptoms can be controlled with proper
treatment |
9. Symptoms can
be controlled with proper treatment |
| 10. Disease of denial, relates to both
disease & chronicity of disease |
10. Disease of
denial, relates to both disease & chronicity of disease |
| 11. Facing the disease can lead to depression
and despair |
11. Facing the
disease can lead to depression and despair |
| 12. Disease is often seen as a “moral issue”,
due to personal weakness rather than biological causes |
12. Disease is
often seen as a “moral issue”, due to personal weakness rather
than biological causes |
| 13. Feelings of guilt & failure |
13. Feelings
of guilt & failure |
| 14. Feelings of shame & stigma |
14. Feelings
of shame & stigma |
| 15. Physical, mental and spiritual disease |
15. Physical,
mental and spiritual disease |
PARALLELS
PROCESS OF RECOVERY
- PHASE 1: Stabilization
- Stabilization of active substance use or acute psychiatric
symptoms
- PHASE 2: Engagement/ Motivational Enhancement
- Engagement in treatment
- Contemplation, Preparation, Persuasion
- PHASE 3: Prolonged Stabilization
- Active treatment, Maintenance, Relapse Prevention
- PHASE 4: Recovery & Rehabilitation
- Continued sobriety and stability
- One year - ongoing
PHASE 1: Stabilization
|
Detoxification
|
Stabilize Acute
Psychiatric Illness
|
- Usually inpatient, may be involuntary
- Usually need medication
- 3-5 days (alcohol)
- Includes assessment for other diagnoses
|
- Usually inpatient, may be involuntary
- Medication
- 2 weeks to 6 months
- Includes assessment for effects of substance, and for
addiction
|
PHASE 2: Engagement/Motivational
Enhancement
|
Addiction Treatment
|
Psychiatric Treatment
|
- Engagement in ongoing treatment is crucial for recovery
to proceed
- Begins with empathy and proceeds through phases of education
and empathic confrontation, before patient commits to ongoing
active treatment
- Motivational interviewing techniques
- Education about substance use, abuse, and dependence &
empathic confrontation of adverse consequences are tools
to overcome denial. Patient accepts powerlessness to control
drug without help
- Education of the family, & involving them in interviews
to promote motivation
- Engagement may take place in a variety of treatment settings
... may need extended inpatient or day treatment rehabilitation
(2-12 weeks)
- Engagement may be initially coerced
- Multiple cycles of relapse usually occur before engagement
in ongoing treatment is successful (revolving door)
|
- Engagement in ongoing treatment is crucial for recovery
to proceed
- Begins with empathy and proceeds through phases of education
and empathic confrontation, before patient commits to ongoing
active treatment
- Motivational interviewing techniques
- Education about mental illness and the adverse consequences
of treatment non-compliance are tools to overcome denial.
Patient accepts powerlessness to control symptoms without
help
- Education of the family, & involving them in setting limits
on non- compliance
- Engagement may take place in a variety of treatment settings
... may need extended inpatient or day treatment rehabilitation
(1-6 months)
- Engagement may be initially coerced
- Multiple cycles of relapse usually occur before engagement
in ongoing treatment is successful (revolving door)
|
PHASE 3: Prolonged Stabilization
|
Continued
Abstinence
|
Continued
Medication Compliance
|
- One-Year
- Patient consistently attends abstinence support programs
- Usually voluntary, but ongoing compliance may be coerced
or mandated
- Ongoing education about addiction, recovery and skills
to maintain abstinence
- Focus on asking for help to cope with urges to use substances
and drop out of treatment
- Must learn to accept the illness and deal with shame,
stigma, guilt, and despair
- Must learn to cope with "negative symptoms":
social, affective, cognitive, and personality development
- Family needs ongoing involvement in its own program of
recovery to learn empathic detachment and how to set caring
limits
- May need intensive outpatient treatment and/or 6-12 months
residential placement
- Continuing assessment
- Risk of relapse continues
|
- One-Year
- Patient consistently takes medication and attends treatment
sessions regularly
- Usually voluntary, but may be coerced or mandated
- Ongoing education about mental illness, recovery and skills
to prevent relapse
- Focus on asking for help to cope with continuing symptoms
and urges to discontinue treatment
- Must learn to accept the illness and deal with shame ,
stigma, guilt, and despair
- Must learn to cope with "negative symptoms":
impaired cognition, affect, social skills, and lack of motivation/energy
- Family needs ongoing involvement in its own program of
recovery to learn empathic detachment and how to set caring
limits
- May need extended hospital, day treatment and/or residential
placement
- Continuing assessment
- Risk of relapse continues
|
PHASE 4: Recovery & Rehabilitation
|
Continued Sobriety
|
Continued Stability
|
- Voluntary, active involvement in treatment
- Stability precedes growth; no growth is possible unless
sobriety is fairly secure. Growth occurs slowly (One Day
at a Time)
- Continued work in the AA program, on growing, changing,
dealing with feelings
- Thinking begins to clear
- New skills for dealing with feelings, situations
- Increasing responsibility for illness, and recovery program
brings increasing control of one's life
- Increasing capacity to work and to have relationships
- Recovery is never "complete", always ongoing
- Eventual goal is peace of mind and serenity (Serenity
Prayer)
|
- Voluntary, active involvement in treatment
- Stability precedes growth; no growth is possible unless
stabilization of illness is fairly solid. Growth occurs
slowly (One Day at a Time)
- Continued medication, but reduction to lowest level needed
for maintenance.
- Continued work in treatment program
- Thinking begins to clear
- New skills dealing with feelings, situations
- Increasing responsibility for illness, and recovery programs
brings increasing control of one's life
- Increasing capacity to work and relate (voc rehab, clubhouse)
- Recovery is never "complete", always ongoing
- Eventual goal is peace of mind and serenity (Serenity
Prayer)
|
Individuals with Co-occurring Disorders
Treatment Rules
- All good treatment proceeds from empathic, hopeful, clinical
relationship.
- Consequently, promote opportunities to initiate and maintain
continuing empathic, hopeful relationships whenever possible.
- Specifically, remove arbitrary barriers to initial assessment
and evaluation, including initial psychopharmacology evaluation
(e.g., length of sobriety, alcohol level, etc.)
- Moreover, never discontinue medication for a known serious mental
illness because a patient is using substances.
- Never deny access to substance disorder evaluation and/or treatment
because a patient is on a prescribed non-addictive psychotropic
medication.
- In fact, when mental illness and substance disorder co-exist,
both disorders require specific and appropriately intensive primary
treatment.
- There are no rules! The specific content of dual primary treatment
for each person must be individualized according to diagnosis,
phase of treatment, level of functioning and/or disability, and
assessment of level of care based on acuity, severity, medical
safety, motivation, and availability of recovery support.
For more information about Dr. Kenneth Minkoff,
please visit his website at: www.kenminkoff.com
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